Privacy Notice
Rev. 08/2017
FACTS
WHAT DOES YORKVILLE CAPITAL MANAGEMENT LLC DO WITH YOUR PERSONAL INFORMATION?
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What? The types of personal information we collect and share depend on the product or service you have with us. This information can include:

• Name • Account Balances/Transactions
• Address • Assets
• Social Security Number • Transaction History
• Income and Investment Objectives • Wire Transfer Instructions

When you are no longer our customer, we continue to share your information as described in this notice.
How? All Financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Yorkville Capital Management LLC chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information:
Does Yorkville Capital Management LLC share?
Can you limit this sharing?
For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
Yes
No
For our marketing purposes — to offer our products and services to you
No
We do not share
For joint marketing with other financial companies - For our affiliates’ everyday business purposes — information about your transactions and experiences
No
We do not share
For our affiliates’ everyday business purposes — information about your transactions and experiences
No
We do not share
For our affiliates’ everyday business purposes — information about your creditworthiness
No
We do not share
For nonaffiliates to market to you
No
We do not share
Questions?
Call 212.755.1970 or visit our website at www.yorkvillecapital.com